Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Stafford is an investment professional with over 9 years of experience in the financial services industry. Thomas currently holds a Series 63 license and is registered in Ohio with Nationwide Investment Services Corp.. Thomas has previously worked with other firms including Wells Fargo Clearing Services, LLC, Transamerica Investors Securities Corporation, and MetLife Securities Inc. Thomas also holds a Series 6 license and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
03/14/2023 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
FL
05/13/2019 - 12/01/2022
WELLS FARGO CLEARING SERVICES, LLC (PALM HARBOR FL)
FL
04/30/2013 - 09/19/2017
TRANSAMERICA INVESTORS SECURITIES CORPORATION (ST. PETERSBURG FL)
FL
12/13/2011 - 01/16/2013
METLIFE SECURITIES INC. (TAMPA FL)
BC
Issued 04/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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