Unclaimed
Thomas Spuhler is a financial advisor with Ameritas Investment Company, LLC. Thomas has been working in the industry since 2000 and is registered with the Financial Industry Regulatory Authority (FINRA) as well as the state of New York. Thomas has experience in the securities industry and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/19/2014 - Present
Ameritas Investment Company, LLC (GARDEN CITY NY)
NY
06/08/2004 - 01/18/2013
NEW ENGLAND SECURITIES (UNIONDALE NY)
CT
11/13/1998 - 06/16/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
BC
Issued 03/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Spuhler is the right advisor for you? Invested Better is here to help.