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Thomas William Spuhler

Ameritas Investment Company, LLC

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About Thomas William Spuhler

Thomas Spuhler is a financial advisor with Ameritas Investment Company, LLC. Thomas has been working in the industry since 2000 and is registered with the Financial Industry Regulatory Authority (FINRA) as well as the state of New York. Thomas has experience in the securities industry and is committed to providing clients with personalized financial advice.

Firm Information

Thomas Spuhler is currently registered with Ameritas Investment Company, LLC. Ameritas Investment Company, LLC is a Limited Liability Company formed in April 1984. It is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

297

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Spuhler’s Registration & Firm History

NY

05/19/2014 - Present

Ameritas Investment Company, LLC (GARDEN CITY NY)

NY

06/08/2004 - 01/18/2013

NEW ENGLAND SECURITIES (UNIONDALE NY)

CT

11/13/1998 - 06/16/2004

WS GRIFFITH SECURITIES, INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 03/12/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas William Spuhler. Review regulatory record here.
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