Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Small is a financial advisor with over 30 years of experience in the industry. Thomas is a Certified Financial Planner™ professional and holds the Series 63, 65, 7, 24 and 26 licenses. Thomas currently works for LPL Financial LLC and Michigan Money Management Advisers, LLC. Thomas is registered to provide financial advice in Arkansas, California, Colorado, Florida, Illinois, Massachusetts, Michigan, North Carolina, Rhode Island, Texas and Virginia. Thomas is also registered to provide Investment Advisory services in Michigan and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
01/06/2025 - Present
LPL Financial LLC (EAST LANSING MI)
MI
11/13/2015 - 08/23/2024
TRIAD ADVISORS LLC (East Lansing MI)
MI
01/02/2003 - 11/18/2015
CAMBRIDGE INVESTMENT RESEARCH, INC. (EAST LANSING MI)
NY
10/14/1998 - 01/06/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/14/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
CA
07/12/1996 - 06/04/1998
SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)
ME
10/03/1994 - 07/12/1996
440 FINANCIAL DISTRIBUTORS, INC. (PORTLAND ME)
ME
07/28/1992 - 08/11/1994
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
OH
02/05/1991 - 05/13/1992
FIRST OF AMERICA BROKERAGE SERVICE, INC. (CLEVELAND OH)
NA
11/02/1988 - 10/26/1989
PRESCOTT, BALL & TURBEN, INC.
NA
08/08/1988 - 10/06/1988
TRANSCO SECURITIES
NA
02/24/1988 - 05/10/1988
WELLSHIRE SECURITIES, INC.
NA
05/28/1987 - 03/01/1988
SECURITY PACIFIC BROKERS, INC.
NA
07/23/1986 - 08/27/1986
THE STUART-JAMES COMPANY, INC.
IA
Issued 11/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2012
Series 24 - General Securities Principal Examination
BC
Issued 06/15/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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