Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William Simpson is a financial professional with over 11 years of experience in the financial services industry. Thomas has a strong background in trading and investment management, having held positions at several firms, including Peak6 Capital Management LLC. Thomas holds the Series 24, Series 56, Series 57TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/11/2013 - Present
Peak6 Capital Management LLC (Chicago IL)
IL
01/24/2021 - 10/04/2021
HARDCASTLE TRADING USA L.L.C. (CHICAGO IL)
IL
09/13/2011 - 03/11/2013
PEAK6 PERFORMANCE MANAGEMENT LLC (CHICAGO IL)
IL
03/14/2011 - 09/13/2011
PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)
BC
Issued 03/10/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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