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Thomas William Sheedy

Compass Point Research & Trading, LLC

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About Thomas William Sheedy

Thomas Sheedy is a registered representative with Compass Point Research & Trading, LLC. Thomas has been in the securities industry since April 25, 1989. Thomas has held previous positions at Pritchard Capital Partners, LLC, First Albany Capital Inc., Robertson Stephens, Inc., BancAmerica Robertson Stephens, Robertson, Stephens & Company LLC, Lehman Brothers Inc., and Kidder, Peabody & Co. Incorporated. Thomas is registered in ten states including California, Connecticut, District of Columbia, Florida, Georgia, Minnesota, New York, Texas, Utah, and Virginia. Thomas holds the Series 7, Series 8, Series 24, Series 63, and Series 66 securities licenses.

Firm Information

Thomas Sheedy is currently registered with Compass Point Research & Trading, LLC. Compass Point Research & Trading, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in 33 states.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Sheedy’s Registration & Firm History

DC

06/08/2011 - Present

Compass Point Research & Trading, LLC (WASHINGTON DC)

VA

03/03/2008 - 06/03/2011

PRITCHARD CAPITAL PARTNERS, LLC (FALLS CHURCH VA)

NY

06/11/2001 - 07/23/2007

FIRST ALBANY CAPITAL INC. (NEW YORK NY)

CA

09/01/1998 - 10/02/2000

ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)

CA

10/01/1997 - 09/01/1998

BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)

CA

03/27/1995 - 10/01/1997

ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)

NY

07/08/1991 - 04/21/1995

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

12/22/1987 - 06/24/1991

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/25/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/12/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/2006

Series 24 - General Securities Principal Examination

BC

Issued 06/11/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas William Sheedy.
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