Unclaimed
Thomas Schreck is a securities professional with over two decades of experience in the financial industry. Thomas has held various roles at prominent firms such as Virtu Financial Capital Markets LLC and Cohen Capital Group, LLC. Currently, Thomas is registered with Citadel Securities LLC as a Registered Representative. Thomas has successfully completed several professional exams including the Series 7, Series 55, Series 25, and the Series 21.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/07/2016 - Present
Citadel Securities LLC (New York NY)
NY
12/12/2011 - 06/09/2016
VIRTU FINANCIAL CAPITAL MARKETS LLC (NEW YORK NY)
NY
05/11/2010 - 01/19/2012
COHEN CAPITAL GROUP, LLC (NEW YORK NY)
NY
12/09/2011 - 12/14/2011
VIRTU FINANCIAL CAPITAL MARKETS LLC (NEW YORK NY)
NY
04/03/2007 - 03/12/2010
DERMOTT W. CLANCY CORP. (NEW YORK NY)
NY
04/02/2007 - 04/03/2007
CLANCY FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
08/01/1997 - 01/03/2007
LABRANCHE & CO. LLC (NEW YORK NY)
BC
Issued 04/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/30/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/28/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 12/09/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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