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Thomas William Schreck

Citadel Securities LLC

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About Thomas William Schreck

Thomas Schreck is a securities professional with over two decades of experience in the financial industry. Thomas has held various roles at prominent firms such as Virtu Financial Capital Markets LLC and Cohen Capital Group, LLC. Currently, Thomas is registered with Citadel Securities LLC as a Registered Representative. Thomas has successfully completed several professional exams including the Series 7, Series 55, Series 25, and the Series 21.

Firm Information

Thomas Schreck is currently registered with Citadel Securities LLC. Citadel Securities LLC is a Limited Liability Company formed on July 30, 2001. The firm is registered in 16 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Schreck’s Registration & Firm History

NY

07/07/2016 - Present

Citadel Securities LLC (New York NY)

NY

12/12/2011 - 06/09/2016

VIRTU FINANCIAL CAPITAL MARKETS LLC (NEW YORK NY)

NY

05/11/2010 - 01/19/2012

COHEN CAPITAL GROUP, LLC (NEW YORK NY)

NY

12/09/2011 - 12/14/2011

VIRTU FINANCIAL CAPITAL MARKETS LLC (NEW YORK NY)

NY

04/03/2007 - 03/12/2010

DERMOTT W. CLANCY CORP. (NEW YORK NY)

NY

04/02/2007 - 04/03/2007

CLANCY FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

08/01/1997 - 01/03/2007

LABRANCHE & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/28/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/30/2007

Series 7 - General Securities Representative Examination

BC

Issued 03/28/2000

Series 21 - NYSE Front Line Specialist Clerk

BC

Issued 12/09/1999

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas William Schreck.
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