Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas William Rollins

Fidelity Distributors Co. LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas William Rollins

Thomas William Rollins is a financial advisor with Fidelity Distributors Co. LLC in Boston, Massachusetts. Thomas has been in the industry since 2014 and holds the Series 63, Series 7, Series 24, and SIE licenses. He is registered with the state of Massachusetts and 51 other states, as well as with FINRA and the SEC. Thomas has previously worked at Pyramis Distributors Corporation LLC and Fidelity Brokerage Services LLC.

Firm Information

Thomas Rollins is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Rollins’s Registration & Firm History

MA

05/12/2016 - Present

Fidelity Distributors Co. LLC (BOSTON MA)

MA

02/03/2016 - 05/12/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (BOSTON MA)

MA

02/24/2015 - 01/05/2016

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

MA

06/10/2014 - 03/04/2015

PYRAMIS DISTRIBUTORS CORPORATION LLC (BOSTON MA)

Not sure if Thomas William Rollins is right for you?

Licenses & Designations

BC

Issued 07/08/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas William Rollins.
Not sure if Thomas William Rollins is right for you?