Unclaimed
Thomas William Rollins is a financial advisor with Fidelity Distributors Co. LLC in Boston, Massachusetts. Thomas has been in the industry since 2014 and holds the Series 63, Series 7, Series 24, and SIE licenses. He is registered with the state of Massachusetts and 51 other states, as well as with FINRA and the SEC. Thomas has previously worked at Pyramis Distributors Corporation LLC and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/12/2016 - Present
Fidelity Distributors Co. LLC (BOSTON MA)
MA
02/03/2016 - 05/12/2016
PYRAMIS DISTRIBUTORS CORPORATION LLC (BOSTON MA)
MA
02/24/2015 - 01/05/2016
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
MA
06/10/2014 - 03/04/2015
PYRAMIS DISTRIBUTORS CORPORATION LLC (BOSTON MA)
BC
Issued 07/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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