Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Robb is a financial advisor currently associated with Farmers Financial Solutions, LLC. Thomas has been working in the financial industry since November 15, 2002. Thomas Robb is registered in Washington and has a Series 6, Series 7, Series 63 and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/24/2014 - Present
Farmers Financial Solutions, LLC (Westlake Village CA)
TN
11/15/2004 - 11/11/2011
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
CO
02/04/2003 - 11/09/2004
THE LEADERS GROUP, INC. (LITTLETON CO)
NY
05/31/2000 - 04/16/2003
AXA ADVISORS, LLC (NEW YORK NY)
NC
01/22/2001 - 02/07/2003
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
BC
Issued 05/15/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/08/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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