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Thomas William Reilly

National Financial Services LLC

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About Thomas William Reilly

Thomas Reilly is a financial professional with over 5 years of experience in the industry. Thomas currently works at National Financial Services LLC, a firm with a strong reputation in the financial services sector. Prior to this role, Thomas worked at Fidelity Brokerage Services LLC. Thomas holds the Series 7, Series 10, Series 9, Series 24, and Series 63 licenses, reflecting a broad range of expertise in financial markets and products. Thomas is dedicated to providing sound financial advice and guidance to clients across the United States.

Firm Information

Thomas Reilly is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Reilly’s Registration & Firm History

MA

01/09/2019 - Present

National Financial Services LLC (BOSTON MA)

NH

11/16/2013 - 10/24/2018

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 11/25/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2019

Series 24 - General Securities Principal Examination

BC

Issued 06/25/2015

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/19/2015

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas William Reilly.
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