Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William Reader is a securities professional with over 20 years of experience in the financial industry. Thomas is currently registered with MUFG Securities Americas Inc. and holds a Series 7, Series 24, Series 63, Series 79 and SIE license. Prior to joining MUFG Securities Americas Inc., Thomas worked at UBS Securities LLC, Citigroup Global Markets Inc., and Schroder & Co. Inc. Thomas is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/28/2013 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
08/12/2016 - 10/17/2017
MUFG SECURITIES (CANADA), LTD. (New York NY)
NY
06/11/2009 - 09/30/2011
UBS SECURITIES LLC (NEW YORK NY)
NY
05/01/2000 - 05/13/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/09/1999 - 05/01/2000
SCHRODER & CO. INC. (NEW YORK NY)
BC
Issued 02/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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