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Thomas William Quinn

T. Rowe Price Investment Services, Inc.

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About Thomas William Quinn

Thomas William Quinn is an investment professional with over six years of experience in the financial services industry. Quinn is currently registered with T. Rowe Price Investment Services, Inc. and holds the Series 99 and SIE exams.

Firm Information

Thomas Quinn is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Quinn’s Registration & Firm History

MD

10/05/2016 - Present

T. Rowe Price Investment Services, Inc. (Owings Mills MD)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2016

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas William Quinn.
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