Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William Pollock is an active Investment Advisor Representative, registered in the state of Florida. Thomas is a Certified Financial Planner. Thomas has over 10 years of experience in the financial services industry. Thomas is currently employed by Avantax Advisory Services and is also an insurance agent for Avantax Insurance Agency LLC. Thomas previously worked at UBS Financial Services Inc. in Stuart, Florida. Thomas is a Series 66, 7, 7TO and SIE licensed representative. Thomas specializes in financial planning, portfolio management, and insurance. Thomas's current firm, Avantax Advisory Services, has approximately $41 billion in regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
01/20/2025 - Present
Avantax Advisory Services (DALLAS TX)
FL
11/02/2015 - 07/30/2020
UBS FINANCIAL SERVICES INC. (STUART FL)
BOTH
Issued 01/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2015
Series 7 - General Securities Representative Examination
Active
Inactive
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