Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Pickett is a financial advisor with over 28 years of experience in the financial services industry. Thomas has been a Registered Representative with Wells Fargo Clearing Services, LLC since August 2022. Prior to that, he was a financial advisor with UBS Financial Services Inc. for nearly 10 years. Before UBS, he was with Wells Fargo Advisors, LLC for 7 years and previously with Citigroup Global Markets Inc. Thomas holds Series 7, 31, 63, and 65 licenses, and a SIE designation. Thomas Pickett is a Registered Investment Advisor and provides financial services to individuals, businesses, and institutions. His specialties include financial planning, portfolio management, and investment consulting. Thomas Pickett is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
08/11/2022 - Present
Wells Fargo Clearing Services, LLC (THE WOODLANDS TX)
TX
05/21/2013 - 08/19/2022
UBS FINANCIAL SERVICES INC. (THE WOODLANDS TX)
TX
03/01/2006 - 05/23/2013
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
06/02/1994 - 03/06/2006
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
BC
Issued 06/22/1994
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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