Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William Pickett is a registered investment advisor with over 30 years of experience in the financial services industry. Thomas is currently a registered representative of Wells Fargo Clearing Services, LLC and is licensed to provide investment advice in Texas and Washington. Thomas has worked at several firms throughout his career, including Piper Jaffray & Co., U.S. Bancorp Investments, Inc., U.S. Bancorp Securities, GNA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas holds the Series 7, Series 31 and Series 63 licenses, as well as the Uniform Investment Adviser Law Examination (Series 65). Thomas is committed to providing personalized financial advice to clients with a focus on helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
07/16/2010 - Present
Wells Fargo Clearing Services, LLC (VANCOUVER WA)
OR
11/16/1998 - 08/02/2006
PIPER JAFFRAY & CO. (PORTLAND OR)
MN
09/03/1997 - 11/16/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
OR
03/09/1993 - 09/03/1997
U.S. BANCORP SECURITIES (PORTLAND OR)
VA
09/26/1991 - 03/12/1993
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
07/24/1985 - 06/11/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/15/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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