Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ott is a financial advisor with Advisory Services Network. Thomas has been a registered representative since 1988, offering investment advisory services in Louisiana, Mississippi and Texas. Thomas has experience working with a variety of clients, including individuals, businesses, charitable organizations, and pension plans. Thomas has extensive experience and expertise in providing financial planning, portfolio management and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MS
11/15/2016 - Present
Advisory Services Network (MCCOMB MS)
MS
10/15/2014 - 04/17/2015
KOVACK SECURITIES INC. (McComb MS)
MS
01/05/2011 - 10/15/2014
RESOURCE HORIZONS GROUP LLC (mccomb MS)
MS
08/24/2010 - 12/31/2010
PURSHE KAPLAN STERLING INVESTMENTS (JACKSON MS)
MS
01/03/2005 - 06/22/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RIDGELAND MS)
MN
03/24/1988 - 01/06/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/24/1988 - 01/06/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 02/01/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 04/17/2015
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
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