Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Nichol is a financial professional with over 12 years of experience in the industry. Thomas has a broad range of experience, having worked at TD Ameritrade, Inc., Scottrade, Inc., and Belvedere Trading LLC. Currently, Thomas is a Registered Representative at Charles Schwab & Co., Inc. Thomas holds several licenses including Series 3, 4, 7, 9, 10, 24, 56, and 63. Thomas is also a Series 63 licensed representative in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
10/12/2022 - Present
Charles Schwab & CO., Inc. (St Louis MO)
MO
09/19/2017 - 05/19/2024
TD AMERITRADE, INC. (St. Louis MO)
MO
03/03/2014 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
IL
11/18/2011 - 12/20/2013
BELVEDERE TRADING LLC (CHICAGO IL)
BC
Issued 04/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/24/2022
Series 4 - Registered Options Principal Examination
BC
Issued 10/29/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/05/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2018
Series 3 - National Commodity Futures Examination
BC
Issued 03/01/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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