Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William Neal is a registered representative with Southstate|duncanwilliams Securities Corp. in Atlanta, Georgia. He is licensed to sell securities in Georgia. Thomas William Neal has been in the securities industry since 1994. He has passed the Series 6, Series 52 and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
04/15/2022 - Present
Southstate|duncanwilliams Securities Corp. (ATLANTA GA)
NA
10/06/1994 - 11/04/1994
FIRST INVESTORS CORPORATION
BC
Issued 07/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/1997
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/05/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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