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Thomas William Muldowney

Thinkequity LLC

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About Thomas William Muldowney

Thomas Muldowney has over 25 years of experience in the financial services industry. Thomas is currently registered with Thinkequity LLC and holds the Series 7, Series 63, SIE, and Series 79TO licenses. Thomas has previously held positions with Revere Merchant Securities, LLC, Merriman Capital, Inc., Burnham Hill Partners LLC, I-Bankers Securities, Inc., Rodman & Renshaw, LLC, Matrix U.S.A., LLC, Griffin Securities, Inc., Spencer Trask Ventures, Inc., and D. H. Blair & Co., Inc. Thomas is a highly experienced and knowledgeable advisor who is dedicated to providing his clients with the highest level of service.

Firm Information

Thomas Muldowney is currently registered with Thinkequity LLC. Thinkequity LLC is a Limited Liability Company formed on August 13, 2021. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Thinkequity LLC has been the subject of 8 Regulatory Events, 3 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Muldowney’s Registration & Firm History

NY

09/06/2023 - Present

Thinkequity LLC (NEW YORK NY)

NY

10/31/2016 - 09/07/2023

REVERE MERCHANT SECURITIES, LLC (NEW YORK NY)

CA

10/04/2013 - 09/06/2016

MERRIMAN CAPITAL, INC. (San Francisco CA)

NY

10/06/2009 - 12/31/2011

BURNHAM HILL PARTNERS LLC (NEW YORK CITY NY)

NY

05/13/2008 - 08/17/2009

I-BANKERS SECURITIES, INC. (NEW YORK NY)

NY

01/04/2007 - 07/27/2007

RODMAN & RENSHAW, LLC (NEW YORK NY)

NY

05/10/2006 - 01/11/2007

MATRIX U.S.A., LLC (NEW YORK NY)

NY

05/06/2003 - 05/07/2004

GRIFFIN SECURITIES, INC. (NEW YORK NY)

NY

08/02/1995 - 01/17/2003

SPENCER TRASK VENTURES, INC. (NEW YORK NY)

NY

01/15/1991 - 08/08/1995

D. H. BLAIR & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/28/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/24/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas William Muldowney.
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