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Thomas William Moran

Independence Capital CO., Inc.

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About Thomas William Moran

Thomas Moran is an experienced financial advisor with over 8 years of experience in the industry. He is registered with Independence Capital Co., Inc., a firm based in Parma, OH, with a wide range of investment services. Thomas has a strong background in securities, having earned the Series 6, 7, 63, and 65 licenses. He holds a strong understanding of investment company products and has been actively involved in providing financial planning and portfolio management for individuals and families. Thomas has a background in real estate and insurance, which has allowed him to gain valuable expertise in various aspects of financial services. Thomas has a proven track record of helping clients meet their financial goals.

Firm Information

Thomas Moran is currently registered with Independence Capital CO., Inc.. Independence Capital CO., Inc. is a Corporation that has been in business since April 29, 1989. The firm is registered with the SEC and in 35 states. They provide financial planning and portfolio management services for individuals and have a total of 439 accounts under management, including both discretionary and non-discretionary accounts. They also offer selection of other advisers as an advisory service.

$88.15M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Moran’s Registration & Firm History

OH

12/20/2019 - Present

Independence Capital CO., Inc. (PARMA OH)

OH

10/01/2014 - 12/19/2019

ONEAMERICA SECURITIES, INC. (Akron OH)

OH

01/18/2012 - 10/02/2014

AXA ADVISORS, LLC (AKRON OH)

OH

03/07/2011 - 01/25/2012

PRUCO SECURITIES, LLC. (MAYFIELD HEIGHTS OH)

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Licenses & Designations

IA

Issued 02/23/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/19/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/22/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas William Moran. Review regulatory record here.
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