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Thomas William Metzler

Metlife Investments Securities, LLC

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About Thomas William Metzler

Thomas Metzler is a financial advisor with over 20 years of experience in the industry. Thomas is currently registered with Metlife Investments Securities, LLC. In addition to his Series 7 and Series 63 licenses, Thomas holds the Series 65 license. Thomas has previously held positions at J.P. Morgan Institutional Investments Inc., JPMORGAN DISTRIBUTION SERVICES, INC. and J.P. MORGAN SECURITIES INC.

Firm Information

Thomas Metzler is currently registered with Metlife Investments Securities, LLC. Metlife Investments Securities, LLC is a Limited Liability Company formed on August 31, 2016. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Metzler’s Registration & Firm History

NJ

08/21/2017 - Present

Metlife Investments Securities, LLC (Whippany NJ)

NY

01/03/2011 - 05/06/2016

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

NY

01/01/2005 - 01/03/2011

JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)

NY

05/30/2001 - 01/01/2005

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

NY

01/26/2000 - 01/19/2001

J. P. MORGAN ADVISORS, INC. (NEW YORK NY)

NY

06/22/1998 - 01/28/2000

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/17/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/20/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas William Metzler.
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