Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William McCarthy is a financial professional with over 10 years of experience in the industry. He is currently registered with Columbia Management Investment Distributors, Inc. and holds Series 6, 63 and SIE licenses. Thomas has a strong background in investment company products and variable contracts, and is licensed to operate in Rhode Island. He has a history of working in the financial services industry, previously holding a position with Columbia Management Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
05/01/2010 - Present
Columbia Management Investment Distributors, Inc. (BOSTON MA)
MA
04/23/2007 - 05/01/2010
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 05/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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