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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McCarthy is an investment advisor representative with Orion Portfolio Solutions, LLC. Thomas has been in the securities industry for over 20 years and has experience working with a variety of clients, including high net worth individuals, corporations, and pension plans. Thomas has a strong understanding of investment strategies and is committed to helping clients achieve their financial goals. Thomas is registered in Nebraska and Texas as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio management for educational savings & able plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NE
01/20/2023 - Present
Orion Portfolio Solutions, LLC (OMAHA NE)
TX
08/15/2014 - 11/14/2022
ASSETMARK BROKERAGE, LLC (Austin TX)
VA
12/04/2013 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IL
04/01/2008 - 11/19/2013
CAPITAL BROKERAGE CORPORATION (CHICAGO IL)
IL
09/06/2001 - 04/01/2008
ASSETMARK CAPITAL CORPORATION (CHICAGO IL)
BOTH
Issued 06/04/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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