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Thomas William Marley

Charles Schwab & CO., Inc.

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About Thomas William Marley

Thomas William Marley is a financial professional with over 20 years of experience in the financial services industry. Thomas is currently registered with Charles Schwab & CO., Inc. Thomas was previously employed by TD Ameritrade, Inc., LPL FINANCIAL LLC, BANC ONE SECURITIES CORPORATION, and TD WATERHOUSE INVESTOR SERVICES, INC. Thomas holds the Series 7, Series 8, Series 24, Series 63, and SIE licenses. Thomas is also registered in California. Thomas specializes in Financial Planning.

Firm Information

Thomas Marley is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Thomas Marley’s Registration & Firm History

TX

09/01/2023 - Present

Charles Schwab & CO., Inc. (WESTLAKE TX)

CA

06/15/2023 - 09/01/2023

TD AMERITRADE, INC. (SAN DIEGO CA)

NC

07/27/2012 - 06/21/2016

LPL FINANCIAL LLC (CHARLOTTE NC)

IL

11/15/2002 - 09/09/2003

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

NE

11/29/1995 - 08/27/2002

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 09/29/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/05/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/10/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 06/15/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/07/2022

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas William Marley.
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