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Thomas William Mannix

Fnex Capital, LLC

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About Thomas William Mannix

Thomas William Mannix is an active advisor who has been in the industry since June 13, 1988. Thomas is currently registered with Fnex Capital, LLC in Indianapolis, Indiana. Thomas is also registered with the state of Massachusetts. Thomas has previously been registered with several firms including Castle Hill Capital Partners, Inc., Robert W. Baird & Co. Incorporated, Knight Capital Americas LLC, Knight Capital Americas, L.P., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Salomon Smith Barney Inc., Salomon Brothers Inc., County Natwest Securities Corporation USA, Fahnestock & Co. Inc., Mabon, Nugent & Co., Prescott, Ball & Turben, Inc., and Cantor, Fitzgerald & Co., Inc.

Firm Information

Thomas Mannix is currently registered with Fnex Capital, LLC. Fnex Capital, LLC is a Limited Liability Company formed in June 2012. It is registered in all 50 states and the District of Columbia and has received SEC registration approval.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Mannix’s Registration & Firm History

IN

12/16/2022 - Present

Fnex Capital, LLC (INDIANAPOLIS IN)

IN

03/17/2021 - 10/21/2022

FNEX CAPITAL, LLC (INDIANAPOLIS IN)

NY

06/22/2015 - 09/20/2019

CASTLE HILL CAPITAL PARTNERS, INC. (NEW YORK NY)

MA

09/06/2013 - 07/17/2014

ROBERT W. BAIRD & CO. INCORPORATED (BOSTON MA)

MA

07/02/2012 - 06/14/2013

KNIGHT CAPITAL AMERICAS LLC (BOSTON MA)

MA

11/03/2009 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (BOSTON MA)

MA

04/03/2002 - 03/18/2008

LEHMAN BROTHERS INC. (BOSTON MA)

NY

08/24/1999 - 04/01/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

03/26/1990 - 07/20/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

01/15/1998 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

02/18/1988 - 04/12/1990

COUNTY NATWEST SECURITIES CORPORATION USA (NEW YORK NY)

NA

09/10/1987 - 02/25/1988

FAHNESTOCK & CO. INC.

NA

03/18/1985 - 09/01/1987

MABON, NUGENT & CO.

NA

05/27/1983 - 08/18/1983

PRESCOTT, BALL & TURBEN, INC.

NA

03/01/1982 - 03/24/1983

CANTOR, FITZGERALD & CO., INC.

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Licenses & Designations

BC

Issued 11/16/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/08/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas William Mannix.
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