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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hofbauer is an investment advisor representative at Cambridge Investment Research Advisors, Inc. Thomas has been in the financial services industry since March 1997. Thomas is licensed in numerous states and holds a variety of licenses and certifications, including Series 7, 63, 65, 24, 53, 3 and 4. Prior to joining Cambridge, Thomas worked at NRP FINANCIAL, INC. and Sky Investments, Inc. Thomas offers investment advisory services including financial planning, portfolio management, and selection of other advisers. Thomas primarily works with individuals, high net worth individuals, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
11/05/2010 - Present
Cambridge Investment Research Advisors, Inc. (BRYAN OH)
OH
03/24/2000 - 11/02/2010
NRP FINANCIAL, INC. (BRYAN OH)
OH
03/24/1997 - 03/24/2000
SKY INVESTMENTS, INC. (BRYAN OH)
IA
Issued 11/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2002
Series 4 - Registered Options Principal Examination
BC
Issued 02/05/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2004
Series 3 - National Commodity Futures Examination
BC
Issued 03/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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