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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William Hoagland is an investment advisor representative with Morgan Stanley, located in Lawrenceville, New Jersey. Thomas has over 23 years of experience in the financial services industry. His background includes experience with UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc., Morgan Stanley Smith Barney, PNC Investments, TD Waterhouse Investor Services, Inc., Harris Investor Services LLC, Alliance Fund Distributors, Inc., and Seaboard Securities, Inc. Thomas holds several professional licenses and designations, including Series 3, 4, 7, 9, 10, 24, 53, 63, and 66. He specializes in providing asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/15/2020 - Present
Morgan Stanley (Lawrenceville NJ)
NY
04/05/2012 - 10/25/2012
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
04/26/2010 - 05/18/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/22/2009 - 05/19/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
06/01/2009 - 10/22/2009
MORGAN STANLEY SMITH BARNEY (MT. LAUREL NJ)
NJ
06/15/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MT. LAUREL NJ)
NJ
07/08/2004 - 06/15/2006
PNC INVESTMENTS (CHERRY HILL NJ)
NE
10/20/2003 - 06/28/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NJ
04/18/1999 - 08/08/2003
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
TN
06/30/1998 - 04/15/1999
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NJ
12/17/1997 - 09/14/1998
SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)
BOTH
Issued 12/09/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/03/2006
Series 4 - Registered Options Principal Examination
BC
Issued 02/25/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/17/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2009
Series 3 - National Commodity Futures Examination
BC
Issued 12/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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