Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hickman is a financial advisor with LPL Financial LLC. Thomas has been in the industry since 2001 and has experience working with clients of all types, including high-net-worth individuals, corporations, and charitable organizations. Thomas offers a wide range of financial services, including financial planning, portfolio management, and investment advisory services. Prior to joining LPL Financial LLC, Thomas worked with Raymond James Financial Services, Inc., Bancorpsouth Investment Services, Inc., Amsouth Investment Services, Inc., UBS PaineWebber Inc., and H&R Block Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
02/15/2013 - Present
LPL Financial LLC (MADISON MS)
MS
04/07/2008 - 05/23/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (RIDGELAND MS)
MS
01/17/2007 - 03/25/2008
BANCORPSOUTH INVESTMENT SERVICES, INC. (FLOWOOD MS)
MS
04/21/2003 - 10/31/2006
AMSOUTH INVESTMENT SERVICES, INC. (CLINTON MS)
NJ
03/11/2002 - 04/30/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MI
05/29/2001 - 03/08/2002
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
BOTH
Issued 10/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/25/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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