Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William Hegarty is a financial advisor with Wells Fargo Clearing Services, LLC, located in PALM BEACH GARDENS, FL. Thomas has been in the financial services industry since 1985 and is registered as a broker-dealer and investment advisor in multiple states. Thomas has a wide range of experience and knowledge in various financial markets, including securities, futures, and options. Thomas holds the Series 7, 8, 9, 10, 31, 63, and 65 licenses. Thomas's expertise in financial planning and portfolio management can help you reach your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/11/2010 - Present
Wells Fargo Clearing Services, LLC (PALM BEACH GARDENS FL)
FL
06/01/2009 - 08/16/2010
MORGAN STANLEY SMITH BARNEY (NORTH PALM BEACH FL)
FL
05/21/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NORTH PALM BEACH FL)
MO
07/01/2003 - 06/29/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/02/1995 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
09/04/1992 - 02/23/1995
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
05/23/1985 - 09/21/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/31/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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