Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William Heffron is a financial professional with over 20 years of experience in the financial services industry. Thomas is currently registered with Equitable Distributors, LLC and holds Series 6 and Series 63 licenses. Thomas has previously held registrations with several other firms including AIG Capital Services, Inc., Jackson National Life Distributors LLC, and Directed Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/28/2019 - Present
Equitable Distributors, LLC (Charlotte NC)
NJ
06/04/2018 - 08/05/2019
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CO
09/04/2003 - 04/13/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
PA
07/30/2001 - 09/02/2003
DIRECTED SERVICES, INC. (WEST CHESTER PA)
CA
06/14/2000 - 08/22/2001
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
NJ
11/17/1999 - 06/09/2000
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
CA
06/11/1998 - 06/07/1999
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
BC
Issued 05/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Heffron is the right advisor for you? Invested Better is here to help.
