Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hands is a registered investment advisor representative with Dawson James Asset Management, Inc. located in BOCA RATON, FL. Thomas has been in the financial services industry since February 21, 1985. Thomas has been registered with Dawson James Asset Management, Inc. since August 2004. Thomas has prior experience with several other firms including SOVEREIGN EQUITY MANAGEMENT CORP., FALCON TRADING GROUP, LTD., J. GREGORY & COMPANY, INC., J. W. GANT & ASSOCIATES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, GLOBAL STRATEGIES GROUP, INC., LANDMARK SECURITIES CORPORATION, and TRADEPORTAL SECURITIES, INC.. Thomas holds FINRA Series 4, 7, 16, 24, 27, 53, 63, 66, 79TO, 99TO, and SIE licenses. Thomas is registered with the states of California, Florida, Illinois, Maryland, New York, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/17/2022 - Present
Dawson James Asset Management, Inc. (BOCA RATON FL)
CA
03/26/1998 - 03/31/2009
TRADEPORTAL SECURITIES, INC. (LAKE FOREST CA)
TX
07/11/1997 - 06/30/1998
LANDMARK SECURITIES CORPORATION (HOUSTON TX)
NY
06/11/1997 - 01/27/1998
GLOBAL STRATEGIES GROUP, INC. (NEW YORK NY)
FL
08/03/1992 - 08/07/1997
SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)
FL
05/25/1995 - 04/09/1997
FALCON TRADING GROUP, LTD. (BOCA RATON FL)
NA
07/15/1992 - 08/10/1992
J. GREGORY & COMPANY, INC.
NA
06/29/1987 - 07/13/1992
J. W. GANT & ASSOCIATES, INC.
NA
02/21/1985 - 07/07/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 07/11/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2004
Series 4 - Registered Options Principal Examination
BC
Issued 05/02/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/28/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/13/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/23/2020
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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