Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William Halloran is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with Cetera Investment Advisers LLC and has been with the firm since June 2023. Thomas is also registered with Cetera Advisors LLC, which is a subsidiary of Cetera Financial Group. Prior to joining Cetera Investment Advisers, Thomas was a financial advisor with VOYA Financial Advisors, Inc., where he worked from November 2013 to June 2021. Thomas is a highly experienced and knowledgeable financial advisor, and is committed to providing his clients with personalized financial advice and guidance. Thomas also provides financial planning, portfolio management, and other services.
WELLESLEY, MA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
06/29/2023 - Present
Cetera Investment Advisers LLC (WELLESLEY MA)
CT
11/18/2013 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
MA
12/23/2010 - 11/22/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
04/20/1989 - 11/10/2009
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
IA
Issued 5/9/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/16/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 3/7/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 4/19/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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