Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Guilshan is a financial professional with over 20 years of experience in the securities industry. Thomas has held various positions at prominent firms including Credit Suisse First Boston LLC, Generic Trading of Philadelphia, LLC, and Madison Proprietary Trading Group, LLC. Currently, Thomas is an active registered representative at HSBC Securities (USA) Inc., where he has been employed since 2009. Thomas holds the Series 63, Series 7, and SIE licenses. Thomas's expertise and commitment to client success have earned him registrations in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/05/2009 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
08/24/2006 - 07/14/2009
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NY
04/25/2006 - 08/25/2006
GENERIC TRADING OF PHILADELPHIA, LLC (NEW YORK NY)
NY
10/22/1999 - 04/17/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
BC
Issued 08/11/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Guilshan is the right advisor for you? Invested Better is here to help.
