Unclaimed
Thomas Grigglestone is a financial advisor currently registered with Houlihan Lokey Capital, Inc. He is located in the Boston office of the firm. Thomas has been in the industry since March 2021. He holds the Series 63, Series 79TO, and SIE exams. Thomas's previous role was with MADISON PARK GROUP LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
01/28/2022 - Present
Houlihan Lokey Capital, Inc. (Boston MA)
NY
03/06/2021 - 01/06/2022
MADISON PARK GROUP LLC (NEW YORK NY)
BC
Issued 06/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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