Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William Fox II is a financial advisor with Stifel, Nicolaus & Company, Inc. with over 28 years of experience in the financial industry. Thomas is based out of Bridgeport, WV, and is licensed in 27 states and has the Series 6, 7, 9, 63 and 65 licenses. Thomas is a Series 9-licensed supervisor. Thomas specializes in portfolio management for individuals, businesses and pooled investment vehicles, financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WV
10/19/2020 - Present
Stifel, Nicolaus & Company, Inc. (Bridgeport WV)
WV
01/01/2008 - 10/19/2020
WELLS FARGO CLEARING SERVICES, LLC (MORGANTOWN WV)
WV
07/02/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MORGANTOWN WV)
NJ
03/12/1994 - 07/30/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/04/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/02/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Fox is the right advisor for you? Invested Better is here to help.
