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Thomas William Farrell

Pinnacle Associates, Ltd.

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About Thomas William Farrell

Thomas William Farrell is a financial advisor with over 20 years of experience in the industry. Thomas is currently registered with Pinnacle Associates, Ltd. and Withum Wealth Management. Thomas holds the Series 6 and Series 63 licenses. Thomas is a Certified Financial Planner (CFP). Thomas focuses on providing financial planning and portfolio management services for individuals, businesses, and pooled investment vehicles. Thomas has a proven track record of helping clients achieve their financial goals.

Firm Information

Thomas Farrell is currently registered with Pinnacle Associates, Ltd.. Pinnacle Associates, Ltd. is an investment advisor headquartered in New York, NY. The firm manages approximately $8.14 billion in assets and has a team of 25 investment adviser representatives and 29 investment advisory functions. Pinnacle Associates offers a range of investment advisory services, including financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. They serve a diverse clientele including high-net-worth individuals, corporations, trusts, foundations, and charitable organizations. The firm also participates in wrap fee programs.
Pinnacle Associates, Ltd.

286 MADISON AVENUE

NEW YORK, NY 10017

$8.14B

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Farrell’s Registration & Firm History

NY

02/03/2017 - Present

Pinnacle Associates, Ltd. (NEW YORK NY)

MA

01/27/2000 - 04/28/2000

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

01/27/2000 - 04/28/2000

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

11/15/1999 - 01/13/2000

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/29/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas William Farrell.
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