Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dunn is a financial advisor with over 23 years of experience in the industry. He is registered as a Registered Representative with Private Advisor Group, LLC and holds several professional licenses, including Series 7, 10, and 66. Prior to joining Private Advisor Group, LLC, Thomas worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas is currently registered in 10 states, including Arizona, California, Colorado, Connecticut, Idaho, Illinois, New Jersey, North Carolina, and Texas. He also holds an Investment Advisor Representative license in Texas. Thomas specializes in providing financial planning, portfolio management, and other investment-related services to a variety of clients, including individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
03/12/2014 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
TX
02/23/1999 - 02/25/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BROWNSVILLE TX)
BOTH
Issued 01/22/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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