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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William Drouin is a financial advisor registered with Ameriprise Financial Services, LLC and has been in the industry since March 19, 1985. Thomas Drouin holds licenses for both securities and investment advisory services. He has a strong background in securities and investment company products. Thomas Drouin is a Certified Financial Planner and holds Series 6, 7, 24, 31 and 63 licenses. He is registered in 35 states and the District of Columbia. Thomas Drouin has worked for multiple firms, including Securities America, Inc., LPL Financial Corporation and American Express Financial Advisors Inc., and he is currently affiliated with Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
04/16/2010 - Present
Ameriprise Financial Services, LLC (Seattle WA)
NE
09/01/2010 - 10/20/2011
SECURITIES AMERICA, INC. (LAVISTA NE)
WA
01/05/1996 - 04/27/2010
LPL FINANCIAL CORPORATION (LYNNWOOD WA)
MN
03/20/1985 - 01/10/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/20/1985 - 01/10/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
12/17/1985 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 10/04/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
BC
Issued 03/19/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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