Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Downey is a financial professional with over 30 years of experience in the industry. Thomas has held various roles at several firms including Commonwealth Associates, Creditex Securities Corporation, Creditex Group, Inc., Creditex, Inc., Hornblower Fischer & Co., and Empire Brokerage Services, Inc. Currently, Thomas is registered with Scotia Capital (usa) Inc. and is based in New York, NY. Thomas has passed a number of securities exams including the Series 7, Series 3, Series 27, Series 63, Series 79, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/09/2010 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
03/18/2008 - 09/24/2010
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
11/28/2006 - 03/17/2008
CREDITEX SECURITIES CORPORATION (NEW YORK NY)
NY
10/27/2005 - 12/07/2006
CREDITEX GROUP, INC. (NEW YORK NY)
NY
09/15/2005 - 10/17/2005
CREDITEX, INC. (NEW YORK NY)
NY
02/13/2001 - 08/23/2005
HORNBLOWER FISCHER & CO. (NEW YORK NY)
NY
11/25/1987 - 02/15/2000
HORNBLOWER FISCHER & CO. (NEW YORK NY)
NA
07/17/1989 - 12/13/1990
EMPIRE BROKERAGE SERVICES, INC.
BC
Issued 11/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2009
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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