Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Daniels is a financial advisor with Ameriprise Financial Services, LLC. Thomas has been in the financial services industry for 10 years, since 2017. Thomas has experience working for several firms including J.P. Morgan Securities LLC and Chase Investment Services Corp. Thomas is registered to provide financial advice in Texas and California. Thomas holds Series 6, 7, 63, 66 and SIE licenses. Thomas offers portfolio management services to individuals and businesses. Thomas also provides financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
04/12/2022 - Present
Ameriprise Financial Services, LLC (HOUSTON TX)
TX
03/22/2013 - 10/30/2014
NAVIDAR GROUP LLC (AUSTIN TX)
TX
10/01/2012 - 03/19/2013
J.P. MORGAN SECURITIES LLC (AUSTIN TX)
TX
06/28/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (AUSTIN TX)
BOTH
Issued 03/15/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/04/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/25/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Daniels is the right advisor for you? Invested Better is here to help.
