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Thomas William Cox

Canaccord Genuity Wealth Management (usa) Inc.

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About Thomas William Cox

Thomas William Cox is a financial advisor currently registered with Canaccord Genuity Wealth Management (usa) Inc., located in Vancouver. Thomas is active in both the brokerage and investment advisory fields. Thomas has been in the financial industry since 1997 and has experience working with both individual and institutional clients. Thomas's specialties include portfolio management, investment advisory services, and investment advice.

Firm Information

Thomas Cox is currently registered with Canaccord Genuity Wealth Management (usa) Inc.. Canaccord Genuity Wealth Management (usa) Inc. is a Corporation that has been in business since July 6, 1976. The firm is headquartered in VANCOUVER, BC, Canada. They manage approximately $92,579,399 in assets for 79 clients. The firm primarily provides portfolio management services for individuals. They are registered in 53 states and the District of Columbia.
Canaccord Genuity Wealth Management (usa) Inc.

1133 MELVILLE STREET

VANCOUVER, BC, V6E 4E5

$92.58M

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Cox’s Registration & Firm History

NA

02/26/2018 - Present

Canaccord Genuity Wealth Management (usa) Inc. (VANCOUVER )

NA

03/31/2003 - 12/15/2005

BLACKMONT CAPITAL CORP. (VANCOUVER, BRITISH COLUMBIA )

NA

01/14/1997 - 05/14/2003

YORKTON CAPITAL INC. (TORONTO, ONTARIO )

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Licenses & Designations

IA

Issued 06/07/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/27/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/1996

Series 37 - Canada Module of the General Securities Registered Representative (With Options Questions)

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Thomas William Cox. Review regulatory record here.
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