Unclaimed
Thomas William Cox is a financial advisor currently registered with Canaccord Genuity Wealth Management (usa) Inc., located in Vancouver. Thomas is active in both the brokerage and investment advisory fields. Thomas has been in the financial industry since 1997 and has experience working with both individual and institutional clients. Thomas's specialties include portfolio management, investment advisory services, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NA
02/26/2018 - Present
Canaccord Genuity Wealth Management (usa) Inc. (VANCOUVER )
NA
03/31/2003 - 12/15/2005
BLACKMONT CAPITAL CORP. (VANCOUVER, BRITISH COLUMBIA )
NA
01/14/1997 - 05/14/2003
YORKTON CAPITAL INC. (TORONTO, ONTARIO )
IA
Issued 06/07/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/1996
Series 37 - Canada Module of the General Securities Registered Representative (With Options Questions)
Active
Inactive
F
FINRA
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