Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Cooley is a financial advisor with over 20 years of experience in the industry. Thomas is a registered representative in North Carolina, Texas, and other states. Thomas has a strong background in financial planning, portfolio management, and retirement planning. He holds Series 7, 63, and 65 licenses and has a deep understanding of investment strategies and market trends. Thomas has a proven track record of success in helping clients achieve their financial goals. He is committed to providing his clients with personalized service and guidance, helping them make informed decisions about their financial future. Thomas is currently affiliated with Raymond James Financial Services Advisors, Inc., a leading financial services firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
12/03/2024 - Present
Raymond James Financial Services Advisors, Inc. (Cornelius NC)
IA
Issued 09/01/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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