Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William Chapman is a financial advisor with U.S. Bancorp Investments, Inc. located in Lexington, KY. Thomas has been in the financial services industry since March 16, 2021 and is currently registered with FINRA. Thomas holds a Series 63, Series 6TO, and SIE license. Thomas is also a registered investment advisor in Kentucky. Thomas specializes in providing financial advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
KY
02/01/2022 - Present
U.s. Bancorp Investments, Inc. (Lexington KY)
KY
03/12/2021 - 01/26/2022
J.P. MORGAN SECURITIES LLC (LEXINGTON KY)
BC
Issued 03/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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