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Thomas William Burton

Cetera Investment Advisers LLC

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About Thomas William Burton

Thomas William Burton is a financial advisor with over 30 years of experience in the financial services industry. Thomas is currently registered with Cetera Investment Advisers LLC, a large investment advisory firm with over 6,600 investment advisor representatives. Thomas has previously held positions with LPL Financial LLC, FSC Securities Corporation and The O.N. Equity Sales Company. Thomas holds FINRA Series 6, 7, 22 and 66 licenses and is registered with the states of Alabama, Arizona, Arkansas, Florida, Illinois, Indiana, Michigan, Missouri, Nevada, Ohio, Oklahoma, Tennessee, and Wisconsin. In addition to his role as a financial advisor, Thomas is also the owner of Burton Financial Group LLC, a fixed insurance company.

Firm Information

Thomas Burton is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Burton’s Registration & Firm History

IL

03/21/2024 - Present

Cetera Investment Advisers LLC (Oak Brook IL)

IL

04/28/2016 - 03/22/2019

LPL FINANCIAL LLC (ORLAND PARK IL)

IL

09/14/2012 - 05/02/2016

FSC SECURITIES CORPORATION (ORLAND PARK IL)

IL

08/16/2001 - 09/18/2012

THE O.N. EQUITY SALES COMPANY (ORLAND PARK IL)

NY

08/30/1995 - 08/29/2001

STRATEGIC ASSETS INC. (MELVILLE NY)

WI

03/16/1992 - 08/31/1995

WFG SECURITIES CORPORATION (MIDDLETON WI)

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Licenses & Designations

BOTH

Issued 04/20/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/14/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/1996

Series 7 - General Securities Representative Examination

BC

Issued 03/26/1992

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 03/14/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas William Burton. Review regulatory record here.
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