Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Brucia is a financial professional with over 30 years of experience in the financial services industry. Thomas is currently registered with Cetera Investment Advisers LLC and holds a Series 7, Series 63, Series 65, and Series 53 license. Thomas specializes in providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, families, businesses, and retirement plans. Thomas has previously been affiliated with firms such as Walnut Street Securities, Inc., LPL Financial Corporation, Kirlin Securities Inc., AXA Advisors, LLC, and Princeton Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (WOODBURY NY)
NY
01/19/2010 - 09/03/2013
WALNUT STREET SECURITIES, INC. (WOODBURY NY)
NY
04/27/2005 - 01/11/2010
LPL FINANCIAL CORPORATION (WOODBURY NY)
NY
06/04/2003 - 04/22/2005
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
03/05/2001 - 06/17/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/27/1990 - 02/26/2001
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
05/26/2000 - 01/08/2001
PRINCETON SECURITIES CORPORATION (SYOSSET NY)
NY
01/29/1990 - 07/11/1990
KIRLIN SECURITIES INC. (SYOSSET NY)
FL
05/21/1990 - 06/12/1990
SJV SECURITIES, INC. (HALLANDALE FL)
NY
09/22/1989 - 02/06/1990
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NY
09/29/1988 - 09/28/1989
EMANUEL AND COMPANY (NEW YORK NY)
NA
01/20/1987 - 10/25/1988
AUSTIN SECURITIES, INC.
NA
04/23/1985 - 01/30/1986
EGAN, MARRIN & RUBANO, INC.
IA
Issued 3/9/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/10/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/13/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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