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Thomas William Allgor

ADP Broker-Dealer, Inc.

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About Thomas William Allgor

Thomas Allgor has been in the financial services industry since 1999 and is currently registered with ADP Broker-Dealer, Inc.. Previously, Thomas was registered with Pershing LLC, BNY Mellon Securities LLC, Prudential Investment Management Services LLC, and ADP Broker-Dealer, Inc.. Thomas is registered with FINRA and holds the following licenses: Series 7, Series 24, Series 63, and Series 66. Thomas is registered in 52 states and the District of Columbia.

Firm Information

Thomas Allgor is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Allgor’s Registration & Firm History

NJ

02/13/2014 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

NJ

07/30/2012 - 10/02/2012

ADP BROKER-DEALER, INC. (ROSELAND NJ)

NJ

08/13/2010 - 07/30/2012

PERSHING LLC (JERSEY CITY NJ)

NJ

12/08/1999 - 07/28/2009

BNY MELLON SECURITIES LLC (JERSEY CITY NJ)

NJ

06/17/1998 - 10/22/1999

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

05/16/1996 - 08/11/1997

ADP BROKER-DEALER, INC. (ROSELAND NJ)

NY

07/18/1994 - 08/18/1994

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/11/2005

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 06/28/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/03/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas William Allgor.
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