Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Coleman is a registered representative with Middlegate Securities Inc. in New York, NY. Thomas has been in the securities industry since 2007. Thomas has passed the Series 7, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/15/2021 - Present
Middlegate Securities Inc. (NEW YORK NY)
FL
04/02/2012 - 11/11/2021
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
TN
06/29/2009 - 04/02/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
09/03/2007 - 06/24/2009
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
BC
Issued 09/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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