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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Westbrook Quinby is a financial advisor registered with Ameriprise Financial Services, LLC. Thomas has been in the industry since February 2007 and is currently registered with the state of California and Texas. Previously, Thomas was registered with EDWARD JONES, BLACKROCK FUND DISTRIBUTION COMPANY, SANFORD C. BERNSTEIN & CO., LLC, H.D. VEST INVESTMENT SERVICES, and TCW BROKERAGE SERVICES. Thomas holds the Series 66, Series 7, and SIE licenses and specializes in asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Thomas is a financial advisor with Ameriprise Financial Services, LLC, a large financial services firm that provides financial planning, investment management, and insurance products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/12/2023 - Present
Ameriprise Financial Services, LLC (REDWOOD CITY CA)
CA
08/04/2015 - 05/16/2023
EDWARD JONES (BURLINGAME CA)
CA
09/08/2009 - 12/13/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
CA
10/02/2003 - 07/28/2008
SANFORD C. BERNSTEIN & CO., LLC (SAN FRANCISCO CA)
TX
01/30/2003 - 10/03/2003
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
CA
08/30/2001 - 05/02/2002
TCW BROKERAGE SERVICES (LOS ANGELES CA)
BOTH
Issued 08/25/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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