Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Wesley West is a financial advisor with over 40 years of experience in the industry. Thomas is currently registered with D.a. Davidson & Co. in Pasadena, California, specializing in investment management, financial planning, and providing advice to a wide range of clients including individuals, businesses, and charitable organizations. Thomas has held previous positions with Crowell, Weedon & Co., Wachovia Securities, LLC, Prudential Securities Incorporated, Everen Securities, Inc., Advest, Inc., Wedbush Morgan Securities Inc., Drexel Burnham Lambert Incorporated, and Donald Sheldon & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/25/2013 - Present
D.a. Davidson & Co. (PASADENA CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (WEST COVINA CA)
CA
11/26/2003 - 11/04/2013
CROWELL, WEEDON & CO. (WEST COVINA CA)
MO
07/01/2003 - 12/09/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/04/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
04/09/1992 - 12/04/1997
EVEREN SECURITIES, INC. (ST. LOUIS MO)
CT
03/15/1991 - 04/13/1992
ADVEST, INC. (HARTFORD CT)
CA
07/07/1986 - 03/06/1991
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NA
08/21/1985 - 07/10/1986
DREXEL BURNHAM LAMBERT INCORPORATED
NA
07/21/1983 - 07/30/1985
DONALD SHELDON & CO., INC.
IA
Issued 07/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1999
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Thomas West is the right advisor for you? Invested Better is here to help.
