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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ruggiero is an investment advisor representative with Ruggiero Investments. Thomas has been in the industry for 8 years. Thomas is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Thomas is also registered in Florida and New Jersey. Thomas has passed the Series 63, Series 65, Series 7, and SIE exams. Thomas specializes in providing financial planning, retirement planning, pension consulting, portfolio management for individuals and businesses, and insurance services. Ruggiero Investments is a registered investment advisor with the SEC. The firm has been in business for 8 years. Ruggiero Investments specializes in providing financial planning, retirement planning, pension consulting, portfolio management for individuals and businesses, and insurance services. The firm manages over $114 million in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/15/2019 - Present
Ruggiero Investments (WEST PALM BEACH FL)
FL
04/05/2018 - 07/21/2023
DOMINION INVESTOR SERVICES, INC. (MELBOURNE FL)
NY
01/15/2016 - 08/02/2016
NEWPORT COAST SECURITIES, INC. (NEW YORK NY)
BC
Issued 01/29/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/03/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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