Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Wesley Royer is a financial advisor with over 26 years of experience in the industry. Thomas is currently registered with Country Capital Management Co., and has previously held positions with Northwestern Mutual Investment Services, LLC, and Robert W. Baird & Co. Incorporated. Thomas holds the Series 6, Series 3, Series 63 and Series 65 licenses and is registered in 29 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
03/25/2002 - Present
Country Capital Management Co. (BLOOMINGTON IL)
WI
04/09/1996 - 03/08/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
04/02/1998 - 12/11/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 04/23/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/26/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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